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Removal guide

How to remove yourself from brokercheck.finra.org

Sitebrokercheck.finra.org
Categoryrisk
DifficultyHard
Time to processmonths (arbitration + court confirmation)

Official regulatory record for registered brokers and investment advisers — employment history, licenses/exams, and disclosure events (customer complaints, regulatory actions, terminations, bankruptcies).

Owner / network: FINRA (Financial Industry Regulatory Authority) — the official U.S. securities-industry self-regulator, not a commercial data broker

Removing yourself, step by step

  1. 01

    This is not opt-out-able through a form; do not attempt a generic CCPA/GDPR removal request.

  2. 02

    Retain a securities-industry attorney to evaluate eligibility for expungement of a specific disclosure under FINRA Rule 2080.

  3. 03

    File and win a FINRA arbitration (or obtain a court order) directing expungement; FINRA then updates BrokerCheck.

Data brokers re-list. Check again in 30–60 days.

Re-listing risk for this site: N/A — record persists until formally expunged